HOUSE OF LORDS
LORD FRASER OF TULLYBELTON, LORD EDMUND-DAVIES, LORD ROSKILL, LORD
BRANDON OF
OAKBROOK AND LORD TEMPLEMAN
28 FEBRUARY, 1, 2, 24 MARCH 1983
Race relations - Discrimination - Discrimination against racial group -
Sikhs - Racial group
defined by reference to colour, race, nationality or ethnic or national
origins - Ethnic or national
origins - Ethnic - Headmaster refusing to admit Sikh boy to school
unless he removed his turban
and cut his hair - Headmaster desiring to minimise religious distinctions
in school which wearing
of turbans would accentuate - Whether unlawful discrimination - Whether
Sikhs a 'racial group
- Whether Sikhs a group defined by reference to 'ethnic or national
origins' - Whether
discrimination justifiable - Race Relations Act 1976, ss 1(1)(b), 3(1).
The headmaster of a private school refused to admit as a pupil to the
school a boy who
was an orthodox Sikh, and who therefore wore long hair under a turban,
unless he
removed the turban and cut his hair. The headmaster's reasons for his
refusal were that
the wearing of a turban, being a manifestation of the boy's ethnic
origins, would
accentuate religious and social distinctions in the school which, being
a multiracial school
based on the Christian faith, the headmaster desired to minimise. The
boy, suing by his
father, sought a declaration in the county court that the refusal to
admit. him unless he
removed his turban and cut his hair was unlawful discrimination under s1(1)(b)a of the
Race Relations Act 1976 against a member of a 'racial group' as defined
in s3(1)b of that
Act. The boy contended that the headmaster's 'no turban' rule amounted
to discrimination
within s1(1)(b)(i) and (ii) because the boy was not a member of a 'racial
group...who
can comply' with the rule and the headmaster could not show the rule to
be 'justifiable
irrespective of [the boy's] ethnic...origins'. The evidence before
the court was that the
Sikhs were originally a religious community founded at about the end of
the fifteenth
century in the Punjab area of India, and that the Sikhs were no longer a purely religious
group but were a separate community with distinctive customs such as the
wearing of
long hair and a turban although racially they were indistinguishable
from other Punjabis,
with whom they shared a common language. The judge dismissed the boy's
claim on
the ground that Sikhs were not a 'racial group' within the definition of
that term in s3(1)
of the 1976 Act since Sikhs could not be 'defined by reference to...ethnic or national
origins'. The boy appealed, contending that the term 'ethnic' embraced
more than
merely a racial concept and meant a cultural, linguistic or religious
community. It was
common ground that Sikhism was primarily a religion, that the adherents
of a religion
were not as such a 'racial group' within the 1976 Act and that
discrimination in regard to
religious practices was not unlawful. The Court of Appeal dismissed the
boy's appeal on
the grounds that a group could be defined by reference to its ethnic
origins within s3(1)
of the 1976 Act only if the group could be distinguished from other
groups by definable
racial characteristics with which members of the group were born and
that Sikhs had no
such characteristics peculiar to Sikhs. The boy appealed to the House of
Lords.
Held - The appeal would be allowed for the following reasons -
-
The term 'ethnic' in s3 of the 1976 Act was to be construed
relatively widely in a
broad cultural and historic sense. For a group to constitute an 'ethnic
group' for the
purposes of the 1976 Act it had to regard itself, and be regarded by
others, as a distinct
community by virtue of certain characteristics, two of which were
essential. First it had
to have a long shared history, of which the group was conscious as
distinguishing it from, other groups, and the memory of which it kept alive, and second it had
to have a cultural
tradition of its own, including family and social customs and manners,
often but not
necessarily associated with religious observance. In addition, the
following characteristics
could also be relevant, namely (a) either a common geographical origin
or descent from
a small number of common ancestors, (b) a common language, which did not
necessarily
have to be peculiar to the group, (c) a common literature peculiar to
the group, (d) a common religion different from that of neighbouring groups or from the
general
community surrounding it, and (e) the characteristic of being a minority
or being an
oppressed or a dominant group within a larger community. Applying those
characteristics,
the Sikhs were a group defined by reference to 'ethnic origins' for the
purpose of the
1976 Act even though they were not racially distinguishable from other
people living in
the Punjab (see p1066 b c and g to p1067 g, p1068 f, p1069 a to e, p1071 b to e and, p1072 d to
j, post); King-Ansell v Police [1979] 2 NZLR 531 adopted.
-
The words 'can comply' in s1(1)(b)(i) of the 1976 Act were not to
be read literally, i.e. as meaning 'can physically' so as to indicate a theoretical
possibility, but were to be
construed as meaning 'can in practice' or 'can, consistently with the
cultural conditions
of the racial group' to which the person belonged. The 'no turban' rule
was not a
requirement with which the applicant boy could, consistently with the
customs of being a Sikh, comply and therefore the application of that rule to him by
the headmaster was
unlawful discrimination (see p 1069 f to h, p1071 b to e and p1072 h j,
post); Price v Civil
Service Commission [1978] 1 All ER 1228 applied.
-
The 'no turban' rule was not 'justifiable' within the meaning of s(1)(b)(ii)
of the
1976 Act merely because the headmaster had a genuine belief that the
school would
provide a better system of education if it were allowed to discriminate
against those who
wore turbans (see p1069 h j, p1070 a to d and f, p1071 b to e and p1072. h j, post).
Decision of the Court of Appeal [1982] 3 All ER 1108 reversed.
Notes
For the general meaning of unlawful discrimination on ground of ethnic
or national, origins, see 4 Halsbury's Laws (4th edn) para 1035.
For the Race Relations Act 1976, ss1, 3, see 46 Halsbury's Statutes
(3rd edn) 395, 397.
Cases Referred To In Opinions
Ealing London Borough v Race Relations Board [1972] 1 All ER 105, [1972]
AC 342, [1972]
2 WLR 71, HL, 2 Digest (Reissue) 316, 1783.
King-Ansell v Police [1979] 2 NZLR 53I, NZ CA.
Panesar v Nestle Co Ltd [1980] ICR 144, CA.
Price v Civil Service Commission [1978] 1 All ER 1228, [1977] 1 WLR
1417, EAT, Digest
(Cont Vol E) 407, 72Ab.
Appeal
The plaintiffs, Sewa Singh Mandla and his son, Gurinder Singh Mandla, an
infant suing
by his father and next friend. who were both Sikhs, appealed by leave of
the Appeal Committee of the House of Lords granted on 18 November 1982 against the
decision of
the Court of Appeal (Lord Denning MR, Oliver and Kerr LJJ) ([1982] 3 All
ER 1108,
[1983] QB I) on 29July 1982 dismissing their appeal against the judgment
of his Honour
Judge Gosling sitting in the Birmingham County Court on 10 December 1980
whereby
he dismissed the plaintiffs' claim against the defendants, Mr A G Dowell
Lee and Park
Grove Private School Ltd, the headmaster and owner respectively of Park
Grove School,
Birmingham, for. inter alia, a declaration that the defendants had
committed an act of
unlawful discrimination against the plaintiffs within the Race Relations
Act 1976 by
refusing to admit the second plaintiff to the school as a pupil unless
he removed his
turban and cut his hair to conform with the school rules. The facts are
set out in the
opinion of Lord Fraser.
Alexander Irvine QC and Harjit Singh for the appellants.
The first respondent appeared in person.
The second respondent was not represented.
Their Lordships took time for consideration.
24 March. The following opinions were delivered.
LORD FRASER OF TULLYBELTON. My Lords, the main question in this
appeal
is whether Sikhs are a 'racial group' for the purposes of the Race
Relations Act 1976. For
reasons that will appear, the answer to this question depends on whether
they are a group
defined by reference to 'ethnic origins'.
The appellants (plaintiffs) are Sikhs. The first appellant is a
solicitor in Birmingham
and he is the father of the second appellant. The second appellant
was, at the material
date, a boy of school age. The first respondent (first defendant) is the
headmaster of an
independent school in Birmingham called Park Grove School. The second
respondent is
a company which owns the school, and in which the first respondent and
his wife are
principal shareholders. In what follows I shall refer to the first
respondent as 'the
respondent'. In July 1978 the first appellant wished to enter his son
as a pupil at Park
Grove School, and he brought the boy to an interview with the
respondent. The first
appellant explained that he wished his son to grow up as an orthodox
Sikh, and that one of the rules which he had to observe was to wear a
turban. That is because the turban is
regarded by Sikhs as a sign of their communal identity. At the
interview, the respondent
said that wearing a turban would be against the school rules which
required all pupils to
wear school uniform, and he did not think he could allow it, but he
promised to think
the matter over. A few days later he wrote to the first appellant saying
that he had
decided he could not relax the school rules and thus, in effect, saying
that he would not
accept the boy if he insisted on wearing a turban. The second appellant
was then sent to,
another school, where he was allowed to wear a turban, and, so far as
the appellants as
individuals are concerned, that is the end of the story.
But the first appellant complained to the Commission for Racial Equality
that the
respondent had discriminated against him and his son on racial grounds.
The commission
took up the case and they are the real appellants before your Lordships'
House. The case
clearly raises an important question of construction of the 1976 Act, on
which the commission wishes to have a decision, and they have
undertaken, very properly, to pay
the costs of the respondent in this House, whichever party succeeds in
the appeal. In the
county court Judge Gosling held that Sikhs were not a racial group, and
therefore that
there had been no discrimination contrary to the 1976 Act. The Court of
Appeal (Lord
Denning MR, Oliver and Kerr LJJ) ([1982] 3 All ER 1108, [1983] QB 1)
agreed with that
view. The commission, using the name of the appellants, now appeals to
this House.
The main purpose of the 1976 Act is to prohibit discrimination against
people on
racial grounds, and more generally, to make provision with respect to
relations between
people of different racial groups. So much appears from the long title.
The scheme of the
Act, so far as is relevant to this appeal, is to define in Part 1 what
is meant by racial
discrimination and then in later parts to prohibit such discrimination
in various fields
including employment, provision of goods, services and other things, and
by s17 in the field of education. There can be no doubt that, if there
has been racial discrimination
against the appellants in the present case, it was in the field of
education, and was contrary
to s17(a) which makes it unlawful for the proprietor of an independent
school to
discriminate against a person in the terms on which the school offers to
admit him as a
pupil. The only question is whether any racial discrimination has
occurred.
Racial discrimination is defined in s1(1), which provides as follows:
'A person discriminates against another in any circumstances relevant
for the
purposes of any provision of this Act if - (a) on racial grounds he
treats that other
less favourably than he treats or would treat other persons; or (b) he
applies to that
other a requirement or condition which he applies or would apply equally
to persons
not of the same racial group as that other but - (i) which is such that
the proportion
of persons of the same racial group as that other who can comply with it
is considerably smaller than the proportion of persons not of that racial
group who
can comply with it; and (ii) which he cannot show to be justifiable
irrespective of
the colour, race, nationality or ethnic or national origins of the
person to whom it is applied; and (iii) which is to the detriment of that
other because he cannot comply
with it.'
The type of discrimination referred to in para.(a) of that subsection
is generally called
'direct' discrimination. When the present proceedings began in the county
court, direct discrimination was alleged, but the judge held that there
had been no direct
discrimination, and his judgment on that point was not challenged in the
Court of
Appeal or before your Lordships' House. The appellants' case in this
House was based
entirely on indirect' discrimination, that is discrimination contrary to
s1(1)(b). When the proceedings began the appellants claimed damages, but that claim
was not pursued
before this House. Having regard to s57(3) of the 1976 Act, it would
have been unlikely
to succeed. They now seek only a declaration that there has been
unlawful discrimination
against them contrary to the Act.
The case against the respondent under s1(1)(b) is that he discriminated
against the
second appellant because he applied to him a requirement or condition
(namely the 'no
turban' rule) which he applied equally to pupils not of the same racial
group as the second
respondent (i.e. to pupils who were not Sikhs) but (i) which is such that
the proportion of
Sikhs who can comply with it is considerably smaller than the proportion
of non-Sikhs
who can comply with it and (ii) which the respondent cannot show to be
justifiable
irrespective of the colour, etc of the second appellant, and (iii) which
is to the detriment
of the second appellant because he cannot comply with it. As I have
already said, the first
main question is whether the Sikhs are a racial group. If they are, then
two further
questions arise. Question two is what is the meaning of 'can' in s1(1)(b)(i), and question
three is, what is the meaning of 'justifiable' in para(b)(ii) of that
subsection?
'Ethnic Origins'
Racial group is defined in s3(1) of that Act, which
provides:
'..."racial group" means a group of persons defined by reference to
colour, race, nationality or ethnic or national origins, and references to a
person's racial group
refer to any racial group into which he falls.'
It is suggested that Sikhs are a group defined by reference to colour,
race, nationality
or national origins. In none of these respects are they distinguishable
from many other
groups, especially those living, like most Sikhs, in the Punjab. The
argument turns
entirely on whether they are a group defined by 'ethnic origins'. It is
therefore necessary
to ascertain the sense in which the words 'ethnic' is used in the 1976
Act. We were
referred to various dictionary definitions. The Oxford English
Dictionary (1897edn) gives
two meanings of 'ethnic'. The first is 'pertaining to nations not
Christian or Jewish;
gentile, heathen, pagan'. That clearly cannot be its meaning in the 1976
Act, because it is
inconceivable that Parliament would have legislated against racial
discrimination
intending that the protection should not apply either to Christians or
(above all) to Jews.
Neither party contended that that was the relevant meaning for the
present purpose. The
second meaning given in the Oxford English Dictionary (1897edn) was
'pertaining to race;
peculiar to a race or nation; ethnological'. A slightly shorter form of
that meaning
(omitting 'peculiar to a race or nation') was given by the Concise
Oxford Dictionary in 1934
and was expressly accepted by Lord Denning MR as the correct meaning for
the present
purpose. Oliver and Kerr LJJ also accepted that meaning as being
substantially correct,
and Oliver LJ said that the word 'ethnic' in its popular meaning
involved 'essentially a
racial concept: the concept of something with which the members of the
group are born;
some fixed or inherited characteristic' (see [1982] 3 All ER 1108 at
1116-1117, [1983]
QB 1 at 15). The respondent, who appeared on his own behalf, submitted
that that was
the relevant meaning of 'ethnic' in the 1976 Act, and that it did not
apply to Sikhs
because they were essentially a religious group, and they shared their
racial characteristics
with other religious groups, including Hindus and Muslims, living in the
Punjab.
My Lords, I recognise that 'ethnic' conveys a flavour of race but it
cannot, in my
opinion, have been used in the 1976 Act in a strict racial or biological
sense. For one
things it would be absurd to suppose that Parliament can have intended
that membership
of a particular racial group should depend on scientific proof that a
person possessed the
relevant distinctive biological characteristics (assuming that such
characteristics exist).
The practical difficulties of such proof would be prohibitive, and it is
clear that Parliament
must have used the word in some more popular sense. For another thing,
the briefest
glance at the evidence in this case is enough to show that, within the
human race, there
are very few, if any, distinctions which are scientifically recognised
as racial. I respectfully
agree with the view of Lord Simon in Ealing London Borough v Race
Relations Board [1972] 1 All ER 105 at 115, [1972] AC 342 at 362, referring to the long title
of the Race Relations
Act 1968 (which was in terms identical with part of the long title of
the 1976 Act), when
he said:
'Moreover, "racial" is not a term of art, either legal or, I surmise,
scientific. I
apprehend that anthropologists would dispute how .far the word "race" is
biologically at all relevant to the species amusingly called homo
sapiens.'
A few lines lower down, after quoting part of s1(1) of the 1968 Act,
Lord Simon said:
'This is rubbery and elusive language - understandably when the draftsman
is
dealing with so unprecise a concept as "race" in its popular sense and
endeavouring
to leave no loophole for evasion.'
I turn, therefore, to the third and wider meaning which is given in the
Supplement to
the Oxford English Dictionary vol. 1 (A-G) (1972). It is as follows:
'pertaining to or having
common racial, cultural, religious, or linguistic characteristics, esp.
designating a racial
or other group within a larger system...' Counsel for the appellants,
while not accepting
the third (1972) meaning as directly applicable for the present purpose,
relied on it to
this extent, that it introduces a reference to cultural and other
characteristics, and is not
limited to racial characteristics. The 1972 meaning is, in my opinion,
too loose and vague
to be accepted as it stands. It is capable of being read as implying
that anyone of the
adjectives, 'racial, cultural, religious or linguistic', would be enough
to constitute an ethnic group, That cannot be the sense in which 'ethnic' is used in the
1976 Act, as that
Act is not concerned at all with discrimination on religious grounds.
Similarly, it cannot
have been used to mean simply any 'racial or other group'. If that were
the meaning of
'ethnic', it would add nothing to the word group, and would lead to a
result which would
be unacceptably wide. But in seeking for the true meaning of 'ethnic' in
the statute, we
are not tied to the precise definition in any dictionary. The value of
the 1972 definition
is, in my view, that it shows that ethnic has come to be commonly used
in a sense
appreciably wider than the strictly racial or biological. That appears
to me to be consistent
with the ordinary experience of those who read newspapers at the present
day, In my
opinion, the word 'ethnic' still retains a racial flavour but it is used
nowadays in an
extended sense to include other characteristics which may be commonly
thought of as
being associated with common racial origin.
For a group to constitute an ethnic group in the sense of the 1976 Act,
it must, in my
opinion, regard itself, and be regarded by others, as a distinct
community by virtue of
certain characteristics. Some of these characteristics are essential;
others are not essential
a but one or more of them will commonly be found and will help to
distinguish the group
from the surrounding community. The conditions which appear to me to be
essential
are these: (1) a long shared history, of which the group is conscious as
distinguishing it
from other groups, and the memory of which it keeps alive; (2) a
cultural tradition of its
own, including family and social customs and manners, often but not
necessarily
associated with religious observance. In addition to those two essential
characteristics the following characteristics are, in my opinion, relevant:
(3) either a
common geographical
origin, or descent from a small number of common ancestors; (4) a common
language,
not necessarily peculiar to the group; (5) a common literature peculiar
to the group; (6) a
common religion different from that of neighbouring groups or from the
general
community surrounding it; (7) being a minority or being an oppressed or
a dominant
group within a larger community, for example a conquered people (say,
the inhabitants of England shortly after the Norman conquest) and their conquerors
might both be
ethnic groups.
A group defined by reference to enough of these characteristics would
be capable of
including converts, for example, persons who marry into the group, and
of excluding
apostates. Provided a person who joins the group feels himself or
herself to be a member
of it, and is accepted by other members, then he is, for the purpose of
the 1976 Act, a member. That appears to be consistent with the words at the end of
sub-s (1) of s3:
'references to a person's racial group refer to any racial group into
which he falls.' In my
opinion, it is possible for a person to fall into a particular racial
group either by birth or
by adherence, and it makes no difference, so far as the 1976 Act is
concerned, by which
route he finds his way into the group. This view does not ,involve
creating any
inconsistency between direct discrimination under para (a) and indirect
discrimination, under para (b). A person may treat another relatively unfavourably 'on
racial grounds'
because he regards that other as being of a particular race, or
belonging to a particular
racial group, even if his belief is, from a scientific point of view,
completely erroneous.
Finally, on this part of the argument, I think it is proper to mention
that the word
'ethnic' is of Greek origin, being derived from the Greek word 'ethnos'
the basic meaning
of which appears to have been simply 'a group 'not limited by reference
to racial or any
other distinguishing characteristics: see Liddell and Scott's
Greek-English Lexicon (8th edn
(Oxford), 1897). I do not suggest that the meaning of the English word
in a modern
statute ought to be governed by the meaning of the Greek word from which
it is derived,
but the fact that the meaning of the latter was wide avoids one possible
limitation on the
meaning of the English word.
My Lords, I have attempted so far to explain the reasons why, in my
opinion, the word,
'ethnic' in the 1976 Act should be construed relatively widely, in what
was referred to by counsel for the appellants as a broad,
cultural/historic sense. The conclusion at which I
have arrived by construction of the 1976 Act itself is greatly
strengthened by consideration
of the decision of the Court of Appeal in New Zealand (Richmond P,
Woodhouse and
Richardson JJ) in King-Ansell v Police [1979] 2 NZLR 531. That case was
discovered by the
industry of the appellants' counsel, but unfortunately not until after
the Court of Appeal
in England had decided the case now under appeal. If it had been before
the Court of
Appeal it might well have affected their decision. In that case the
appellant had been
convicted by a magistrate of an offence under the New Zealand Race
Relations Act 1971,
the offence consisting of publishing a pamphlet with intent to incite
ill-will against Jews,
'on the ground of their ethnic origins'. The question of law arising on
the appeal
concerned the meaning to be given to the words 'ethnic...origins of
that group of
persons' in s25(1) of the Act. The decision of the Court of Appeal was
that Jews in New
Zealand did form a group with common ethnic origins within the meaning
of the Act.
The structure of the New Zealand Act differs considerably from that of
the 1976 Act, but
the offence created by s25 of the New Zealand Act (viz inciting
ill-will against any group
of persons on the ground of their 'colour, race, or ethnic or national
origins) raises the
same question of construction as the present appeal, in a context which
is identical,
except that the New Zealand Act does not mention 'nationality', and the
1976 Act does.
The reasoning of all members of the New Zealand court was substantially
similar, and it
can, I think, be sufficiently indicated by quoting the following short
passages. The first is
from the judgment of Woodhouse) where, after referring to the meaning
given by the
Supplement to the Oxford English Dictionary vol. 1 (A-G) (1972), which I
have already
quoted, he says (at 538):
'The distinguishing features of an ethnic group or of the ethnic origins
of a group
would usually depend upon a combination, present together, of
characteristics of
the kind indicated in the Supplement. In any case it would be a mistake
to regard
this or any other dictionary meaning as though it had to be imported
word for word
into a statutory definition and construed accordingly. However, subject
to those
qualifications, I think that for the purposes of construing the
expression "ethnic
origins" the 1972 Supplement is a helpful guide and I accept it.'
Richardson J said (at 542):
'The real test is whether the individuals or the group regard themselves
and are
regarded by others in the community as having a particular historical
identity in
terms of their colour or their racial, national or ethnic origins. That
must be based
on a belief shared by members of the group.'
And the same judge said (at 543):
'...a group is identifiable in terms of its ethnic origins if it is a
segment of the
population distinguished from others by a sufficient combination of
shared customs,
beliefs, traditions and characteristics derived from a common or
presumed common
past, even if not drawn from what in biological terms is a common racial
stock. It is
that combination which gives them an historically determined social
identity in
their own eyes and in the eyes of those outside the group, they have a
distinct social
identity based not simply on group cohesion and solidarity but also on
their belief
as to their historical antecedents.'
My Lords, that last passage sums up in a way on which I could not hope
to improve
the views which I have been endeavouring to express. It is important
that courts in
English-speaking countries should, if possible, construe the words which
we are
considering in the same way where they occur in the same context, and I
am happy to
say that I find no difficulty at all in agreeing with the construction
favoured by the New
Zealand Court of Appeal.
There is only one respect in which that decision rests on a basis that
is not fully
applicable to the instant appeal. That appears from the long title of
the New Zealand Act
which is as follows:
'An Act to affirm and promote racial equality in New Zealand and to
implement
the International Convention on the Elimination of All Forms of Racial
Discrimination.'
Neither the 1976 Act nor its predecessors in the United Kingdom, the
Race Relations
Acts 1965 and 1968, refer to the International Convention on the
Elimination of All
Forms of Racial Discrimination. The convention was adopted on 7 March
1966, and was
signed by the United Kingdom on 11 October 1966, subject to reservations
which are
not now material. It was not ratified by the United Kingdom until 7
March 1969 (see
Cmnd 4108, August 1969). Under the convention the states parties
undertook, inter alia,
to prohibit racial discrimination in all its forms, and to guarantee the
rights of everyone
'without distinction as to race, colour, or national or ethnic origin'
of equality before the
law, notably in certain rights which were specified including education
(art 5(e)(v)). The
words which I have quoted are very close to the words found in the 1976
Act and, in its
predecessors in this country, and they are certainly quite consistent
with these United
Kingdom Acts having been passed in implementation of the obligation
imposed by the
convention. But it is unnecessary to rely in this case on any special
rules of construction
applicable to legislation which gives effect to international
conventions because, for the
reasons already explained, a strict or legalistic construction of the
words would not, in
a any event, be appropriate.
The respondent admitted, rightly in my opinion, that, if the proper
construction of
the word 'ethnic' in s3 of the 1976 Act is a wide one, on lines such as
I have suggested,
the Sikhs would qualify as a group defined by ethnic origins for the
purposes of the Act.
It is, therefore, unnecessary to consider in any detail the relevant
characteristics of the
Sikhs. They were originally a religious community founded about the end
of the
b fifteenth century in the Punjab by Guru Nanak, who was born in 1469.
But the
community is no longer purely religious in character. Their present
position is
summarised sufficiently for present purposes in the opinion of the
county court judge in
the following passage:
'The evidence in my judgment shows that Sikhs are a distinctive and
self-conscious, community. They have a history going back to the fifteenth century.
They have a written language which a small proportion of Sikhs can read but which
can be read
by a much higher proportion of Sikhs than of Hindus. They were at one
time politically supreme in the Punjab.'
The result is, in my opinion, that Sikhs are a group defined by a
reference to ethnic
origins for the purpose of the 1976 Act, although they are not
biologically distinguishable
from the other peoples living in the Punjab. That is true whether one is
considering the position before the partition of 1947, when the Sikhs lived mainly in
that part of the
Punjab which is now Pakistan, or after 1947, since when most of them
have moved into
India. It is, therefore, necessary to consider whether the respondent
has indirectly
discriminated against the appellants in the sense of s1(1)(b) of the
1976 Act. That raises
the two subsidiary questions I have already mentioned.
'Can Comply'
It is obvious that Sikhs, like anyone else, 'can' refrain from wearing a
turban, if 'can' is
construed literally. But if the broad cultural/historic meaning of
ethnic is the appropriate
meaning of the word in the 1976 Act, then a literal reading of the word
'can' would
deprive Sikhs and members of other groups defined by reference to their
ethnic origins
of much of the protection which Parliament evidently intended the 1976
Act to afford
to them. They 'can' comply with almost any requirement or condition if
they are willing
to give up their distinctive customs and cultural rules. On the other
hand, if ethnic
means inherited or unalterable, as the Court of Appeal thought it did,
then 'can' ought
logically to be read literally. The word 'can' is used with many shades
of meaning. In the:
context of s1(1)(b)(i) of the 1976 Act it must, in my opinion, have been
intended by
Parliament to be read not as meaning 'can physically', so as to indicate
a theoretical
possibility, but as meaning 'can in practice' or 'can consistently with
the customs and
cultural conditions of the racial group'. The latter meaning was
attributed to the word
by the Employment Appeal Tribunal in Price v Civil Service Commission
[1978] 1 All ER
1228, [1977] 1 WLR 1417, on a construction of the parallel provision in
the Sex
Discrimination Act 1975. I agree with their construction of the word in
that context.
Accordingly I am of opinion that the 'no turban' rule was not one with
which the second
appellant could. in the relevant sense, comply.
'Justifiable'
The word 'justifiable' occurs in s1 (1)(b)(ii). It raises a problem
which is, in my opinion,
more difficult than the problem of the word 'can'. But in the end I have
reached a firm
opinion that the respondent has not been able to show that the 'no
turban' rule was
justifiable in the relevant sense. Regarded purely from the point of
view of the
respondent, it was no doubt perfectly justifiable. He explained that he
had no intention
of discriminating against Sikhs. In 1978 the school had about 300 pupils
(about 75% boys
and 25% girls) of whom over 200 were English, five were Sikhs, 34
Hindus, 16 Persians,
six negroes, seven Chinese and 15 from European countries. The reasons
for having a
school uniform were largely reasons of practical convenience, to
minimise external
differences between races and social classes, to discourage the
'competitive fashions' which
he said tend to exist in a teenage community, and to present a Christian
image of the
school to outsiders, including prospective parents. The respondent
explained the difficulty,
for a headmaster of explaining to a non-Sikh pupil why the rules about
wearing correct
school uniform were enforced against him if they were relaxed in favour
of a Sikh. In
my view these reasons could not, either individually or collectively,
provide a sufficient
justification for the respondent to apply a condition that is prima
facie discriminatory
under the 1976 Act.
An attempted justification of the 'no turban' rule, which require more
serious
consideration, was that the respondent sought to run a Christian school,
accepting pupils
of all religions and races, and that he objected to the turban on the
ground that it was an
outward manifestation of a non-Christian faith. Indeed, he regarded it
as amounting to a
challenge to that faith. I have much sympathy with the respondent on
this part of the
case and I would have been glad to find that the rule was justifiable
within the meaning
of the statute, if I could have done so. But in my opinion that is
impossible. The onus
under para (b)(ii) is on the respondent to show that the condition which
he seeks to apply
is not indeed a necessary condition, but that it is in all circumstances
justifiable
'irrespective of the colour, race, nationality or ethnic or national
origins of the person to
whom it is applied', that is to say that it is justifiable without
regard to the ethnic origins
of that person. But in this case the principal justification on which
the respondent relies
is that the turban is objectionable just because it is a manifestation
or the second
appellant's ethnic origins. That is not, in my view, a justification
which is admissible
under para (b)(ii). The kind of justification that might fall within
that provision would
be one based on public health, as in Panesar v Nestle Co Ltd [1980] 1CR
144, where the
Court of Appeal held that a rule forbidding the wearing of beards in the
respondent's chocolate factory was justifiable within the meaning of
s1(1)(b)(ii) on
hygienic grounds,
notwithstanding that the proportion of Sikhs who could [sc
conscientiously] comply
with it was considerably smaller than the proportion of non-Sikhs who
could comply
with it. Again, it might be possible for the school to show that a rule
insisting on a fixed
diet, which included some dish (for example, pork) which some racial
groups could not
conscientiously eat was justifiable if the school proved that the cost
of providing special
meals for the particular group would be prohibitive. Questions of that
sort would be
questions of fact for the tribunal of fact, and if there was evidence on
which it could find
the condition to be justifiable its finding would not be liable to be
disturbed on appeal.
But in the present case I am of opinion that the respondent has not been
able to show
that the 'no turban' rule was justifiable.
Final Considerations
Before parting with the case I must refer to some observations by the
Court of Appeal
which suggest that the conduct of the Commission for Racial Equality in
this case has
been in some way unreasonable or oppressive. Lord Denning MR ([1982] 3
All ER 1108
at 1114, [1983] QB 1 at 13) merely expressed regret that the commission
had taken up
the case, But Oliver LJ ([1982] 3 All ER 1108 at 1118, [1983] QB 1 at
18) used stronger
language and suggested that the machinery of the 1976 Act had been
operated against
the respondent as 'an engine of oppression'. Kerr LJ ([1982] 3 All ER
1108 at 1123,
[1983] QB 1 at 25) referred to notes of an interview between the
respondent and an
official of the commission which he said read in part 'more like an
inquisition than an
interview' and which he regarded as harassment of the respondent.
My Lords, I must say that I regard these strictures on the commission
and its officials
as entirely unjustified. The commission has a difficult task, and no
doubt its inquiries
will be resented by some and are liable to be regarded as objectionable
and inquisitive.
But the respondent in this case, who conducted his appeal with restraint
and skill, made
no complaint of his treatment at the hands of the commission. He was
specifically asked
by some of my noble and learned friends to point out any part of the
notes of his
interview with the commission's official to which he objected, and he
said there were
none and that an objection of that sort formed no part of his case. The
lady who
conducted the interview on behalf of the commission gave evidence in the
county court,
and no suggestion was put to her in cross-examination that she had not
conducted it
a properly. Opinions may legitimately differ as to the usefulness of the
commission's
activities, but its functions have been laid down by Parliament and, in
my view, the
actions of the commission itself in this case and of its official who
interviewed the
respondent on 3 November 1978 were perfectly proper and in accordance
with its statutory duty.
I would allow this appeal. The appellants have agreed to pay the costs
of the respondent in this House and they do not seek to disturb the order for costs in
the lower courts in
favour of the present respondent made by the Court of Appeal.
LORD EDMUND-DAVIES. My Lords, I have found this case unfortunate in
several
ways and by no means free from difficulty. But I have had the advantage
of reading in
draft form the speeches prepared by my noble and learned friends Lord
Fraser and Lord
Templeman. They are in conformity with the conclusion at which I had
ultimately arrived, and I do not find it necessary or desirable to add any
observations of my own. I
therefore restrict myself to concurring that the appeal should be
allowed.
LORD ROSKILL. My Lords, I have had the advantage of reading in draft the
speeches
prepared by my noble and learned friends Lord Fraser and Lord Templeman.
For the
reasons given in those speeches I too would allow this appeal.
LORD BRANDON OF OAKBROOK. My Lords, I have had the advantage of
reading in draft the speeches prepared by my noble and learned friends
Lord Fraser and
Lord Templeman. I agree with both speeches, and for the reasons which
they give I
would allow the appeal.
LORD TEMPLEMAN. My Lords, the Race Relations Act 1976 outlaws
discrimination
in specified fields of activities against defined racial groups. The
fields of activity in which
discrimination is made a criminal offence are employment, education and
the provision
of goods, facilities, services and premises. Presumably Parliament
considered that
discrimination in these fields was most widespread and harmful. By s3
of the 1976 Act
the racial groups against which discrimination may not be practised are
groups 'defined
by reference to colour, race, nationality or ethnic or national
origins'. Presumably
Parliament considered that the protection of these groups against
discrimination was the
most necessary. The 1976 Act does not outlaw discrimination against a
group of persons defined by reference to religion. Presumably Parliament
considered that the amount of
discrimination on religious grounds does not constitute a severe burden
on members
religious groups. The 1976 Act does not apply and has no reference to
the situation in
Northern Ireland. The Court of Appeal thought that the Sikhs were only
members of a
religion or at best members of a religion and culture. But the evidence
of the origins and
history of the Sikhs which was adduced by the parties to the present
litigation disclosed
that the Sikhs are more than a religion and a culture. And in view of
the history of this
country since the 1939-45 war I find it impossible to believe that
Parliament intended to
exclude the Sikhs from the benefit of the Race Relations Act 1976 and to
allow
discrimination to be practised against the Sikhs in those fields of
activity where, as the
present case illustrates, discrimination is likely to occur.
Section 17 of the 1976 Act makes it unlawful for the proprietor of a
school to
discriminate against a person in the terms on which the school offers to
admit him to the
school as a pupil. By s1(1):
'A person discriminates against another...if...(b) he applies to
that other a
requirement or condition which he applies or would apply equally to
persons not of
the same racial group as that other but - (i) which is such that the
proportion of
persons of the same racial group as that other who can comply with it is
considerably
smaller than the proportion of persons not of that racial group who can
comply
with it; and (ii) which he cannot show to be justifiable irrespective of
the colour,
race, nationality or ethnic or national origins of the person to whom it
is applied...'
The respondents are only willing to admit the appellant Gurinder Singh
to Park Grove
School if he complies with the school rules, Rule 22 stipulates that
'Boys' hair must be
cut so as not to touch the collar...' As an orthodox Sikh Gurinder
Singh' must allow his
hair to grow unshorn. Rule 20 requires boys to wear the school uniform.
The method
adopted by orthodox Sikhs for containing unshorn hair is the wearing of
a turban; a
school cap is useless for that purpose. Gurinder Singh says he cannot
comply with rr 22
or 20 because he is a Sikh and on his behalf it is argued that Sikhs
constitute a racial
group, being a group of persons defined within the 1976 Act and cannot
comply with rr
22 or 20, whereas all non-Sikhs can comply with those rules, then the
school is guilty of
discrimination against the Sikh Gurinder Singh unless the respondents
can show that rr
22 and 20 are justifiable irrespective of the ethnic origin of Gurinder
Singh.
In the course of the argument attention was directed to the dictionary
definitions of
the adjective 'ethnic', But it is common ground that some definitions
constitute the Sikhs
a relevant group of ethnic origin whereas other definitions would
exclude them. The
true construction of the expression 'ethnic origins' must be deducted
from the 1976 Act.
A racial group means a group of persons defined by reference to colour,
race, nationality
or ethnic or national origins, I agree with the Court of Appeal that in
this context ethnic
origins have a good deal in common with the concept of race just as
national origins have
a good deal in common with the concept of nationality. But the statutory
definition of a
racial group envisages that a group defined by reference to ethnic
origin may be different
from a group defined by reference to race, just as a group defined by
reference to national
origins may be different from a group defined by reference to
nationality. In my opinion,
for the purposes of the 1976 Act a group of persons defined by reference
to ethnic origins
must possess some of the characteristics of a race, namely group
descent, a group of
geographical origin and a group history. The evidence shows that the
Sikhs satisfy these
tests. They are more than a religious sect, they are almost a race and
almost a nation. As
a race, the Sikhs share a common colour, and a common physique based on
common
ancestors from that part of the Punjab which is centred on Amritsar.
They fail to qualify
as a separate race because in racial origin prior to the inception of
Sikhism they cannot be
distinguished from other inhabitants of the Punjab. As a nation the
Sikhs defeated the
Moghuls, and established a kingdom in the Punjab which they lost as a
result of the first
and second Sikh wars; they fail to qualify as a separate nation or as a
separate nationality because their kingdom never achieved a sufficient degree of recognition
or permanence.
The Sikhs qualify as a group defined by ethnic origins because they
constitute a separate
and distinct community derived from the racial characteristics I have
mentioned. They
also justify the conditions enumerated by my noble and learned friend
Lord Fraser. The
Sikh community has accepted converts who do not comply with those
conditions. Some
persons who have the same ethnic origins as the Sikhs have ceased to be
members of the
Sikh community, But the Sikhs remain a group of persons forming a
community
recognisable by ethnic origins within the meaning of the t976 Act.
Gurinder Singh is a
member of the Sikh community which qualifies as a racial group for the
purposes of the
1976 Act.
I agree with my noble and learned friend that Gurinder Singh cannot
comply with the
school rules without becoming a victim of discrimination. The
discrimination cannot be
justified by a genuine belief that the school would provide a better
system of education
if it were allowed to discriminate. I also agree that the Commission for
Racial Equality
were under a duty properly to investigate the present complaint of
discrimination and that their conduct was not oppressive.
I agree that the appeal should be allowed.
Appeal allowed.
Solicitors: Bindman & Partners (for the appellants).
Mary Rose Plummer - Barrister.